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Securities Industry and Financial Markets Association
Results: 602

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111	ASIFMA BANK MEMBERSHIP APPLICATION FOR[removed]Firm Name* ___________________________________________________________________ Address _____________________________________________________________________ Add to Reading List Source URL: asifma.org Language: English - Date: 2014-11-12 05:05:51 Securities Financial markets Bonds Securities Industry and Financial Markets Association Financial economics Investment Financial system
112	Remarks by Jonathan Spector, CEO The Conference Board SIFMA Annual Meeting, Oct. 27, 2009 Good morning. I appreciate the invitation to be here today. For over 90 years, The Conference Board has served as an independent b Add to Reading List Source URL: events.sifma.org Language: English - Date: 2009-10-27 14:50:39 Private law Financial economics Business law Employment compensation Corporate governance Executive pay Securities Industry and Financial Markets Association Board of directors Corporation Business Corporations law Management
113	Reply form for the Call for evidence AIFMD passport and third country AIFMs Template for comments for the ESMA MiFID II/MiFIR Discussion Paper Add to Reading List Source URL: www.alfi.lu Language: English - Date: 2015-01-09 04:04:09 Finance European Union directives European Union law Undertakings for Collective Investment in Transferable Securities Directives Association of the Luxembourg Fund Industry Passport European Union Markets in Financial Instruments Directive Hedge fund Financial economics Financial services Investment
114	A European Perspective on the Role of Securitisation (from Spawn of the Devil to Economic Saviour) and Thoughts on the Australiasian Product (a More Stable Cousin) ASIFMA Structured Finance Conference 17th September 2014 Add to Reading List Source URL: www.asifma.org Language: English - Date: 2014-09-19 03:03:28 Bonds United States housing bubble Securities Fixed income securities Covered bond Securitization Repurchase agreement Securities Industry and Financial Markets Association Structured finance Financial economics Finance Economics
115	\| luxembourg investment vehicles An overview of the legal and regulatory requirements Updated as at September 2013 Add to Reading List Source URL: www.alfi.lu Language: English - Date: 2014-02-24 04:10:17 Finance Financial services European Union directives Financial markets Undertakings for Collective Investment in Transferable Securities Directives SICAV Specialized investment fund Collective investment scheme Association of the Luxembourg Fund Industry Financial economics Investment Funds
116	Statement for the Record by The Honorable Kenneth E. Bentsen, Jr. on behalf of the Securities Industry and Financial Markets Association before the House Committee on Agriculture United States House of Representatives Add to Reading List Source URL: maplight.org Language: English - Date: 2013-03-20 16:42:39 Systemic risk Stock market 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Securities Industry and Financial Markets Association Commodity Futures Trading Commission Derivative Financial economics Finance Investment
117	www.iflr.com The 2009 financial crisis guide The economic fallout has created an unprecedented raft of financial regulation across the globe. This is why IFLR decided to publish the Add to Reading List Source URL: www.icmagroup.org Language: English - Date: 2012-02-02 13:33:29 Financial crises Trade associations Financial markets Financial risk Economic bubbles ICMA Systemic risk Securities Industry and Financial Markets Association Financial regulation Economics Financial economics Finance
118	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]December 5, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection to Advance Notice Fili Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-06 09:40:44 Securities Systemic risk Depository Trust & Clearing Corporation Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Schwab Liquidity risk Financial economics Financial system Finance
119	Division of Trading and Markets No-Action Letter: SIFMA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-06 16:15:40 Financial system Stock market Financial services United States securities law Broker-dealer Fixed income market Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Financial markets Investment
120	Microsoft Word - Tim Ryan Speech FINAL.doc Add to Reading List Source URL: events.sifma.org Language: English - Date: 2009-10-27 10:23:09 Bonds Securities Securities Industry and Financial Markets Association Stock market Federal Deposit Insurance Corporation Fannie Mae Late-2000s financial crisis Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Economics Investment

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